Compliance

Nonresident Alien Reporting

December 21, 2012
The rule goes into effect just weeks from now, on Jan. 1, 2013. READ MORE

‘Want Some Basel in Your Soup?’

December 18, 2012
When I first heard of Basel III, I thought it was a genetic mutation of a plant I often put on homemade pizza. READ MORE

Gearing Up for Remittance Transfers Reg

December 17, 2012
The agency released a guide for small businesses—International Fund Transfers: Small Entity Compliance Guide. READ MORE

My First Year: The Good, Bad, and Downright Ugly

December 05, 2012
CUs focus too little energy on compliance. That must change. READ MORE

Update Forms to Reference CFPB

November 30, 2012
Dodd-Frank transferred rule-making authority for a number of consumer financial protection laws to the CFPB. READ MORE

FEMA Flood Determination Form

November 27, 2012
The form is available at floodsmart.gov. READ MORE

Take a Holistic Approach to Compliance

November 21, 2012
Dividing compliance responsibilities among different departments leads to inconsistencies. READ MORE

Expect a ‘Wild Compliance Ride’ in 2013

November 20, 2012
Compliance often lacks black and white answers, so the ability to interpret rules and assess risk is essential. READ MORE

Compliance Management Programs

November 19, 2012
The CFPB has taken the Federal Reserve and Basel guidance and integrated it into its examination procedures READ MORE

The Six Must-Have Skills for Compliance Officers

November 18, 2012
'The role of the compliance officer is changing and finding staff with the right skills is a higher priority than ever before.' READ MORE

The Works Blog The Works Blog is produced by PolicyWorks LLC, Des Moines, Iowa.

CUNA Announces New NMLS Approved Self-Study Loan Originator Course

Section 1026.36 of Regulation Z requires loan originators to receive periodic training. This training must cover Federal and State law requirements that relate to the individual loan originator’s origination activities. What training will meet...

Attention! Attention! No action required ??!!!??

The CFPB issued a proposal in February of this year to suspend credit card agreement submissions, as required by Regulation Z, for a year while they work on their database, has been finalized. It...

It’s Not Suspicious, He Does it All the Time

Once, when I was conducting BSA training for front-line staff regarding suspicious activity, I gave them an example of a retired gentleman at the credit union that several times a week made multiple cash...
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