Compliance

Compliance Q&A: Suspicious Activity Reports

January 14, 2015
What is the difference between an “unauthorized electronic intrusion” and an “account takeover?" READ MORE

Six Ways to Promote a BSA Compliance Culture

January 12, 2015
Creating a culture of compliance starts at the top. READ MORE

The 'CEO of Compliance'

January 02, 2015
'I try to approach compliance from a place of "yes."' READ MORE

CFPB Proposes Comprehensive Prepaid Card Regulations

January 01, 2015
The “FFIEC Cybersecurity Assessment General Observations” is available on ffiec.gov and ncua.gov. READ MORE

Strengthening Our Political Engagement

January 01, 2015
'We’re already looking ahead to an aggressive agenda.' READ MORE

Lending Regulatory Headwinds: 2015 Style

December 30, 2014
The Consumer Financial Protection Bureau may have a direct impact on CUs’ portfolio mix. READ MORE

Know the Rules on Holiday Gifts

December 17, 2014
As the holiday gift-giving season begins, it’s a good time to review your CU’s Bank Bribery Act policy. READ MORE

Compliance Q&A: Unauthorized Transactions

December 01, 2014
Does a consumer's negligence affect his or her liability in the event of a lost or stolen debit card? READ MORE

Ten Issues on the CFPB's Radar

November 25, 2014
What are the top compliance areas in the bureau's sights next year? READ MORE

Prepare Now for Looming TILA/RESPA Changes

November 04, 2014
'This is the largest mortgage lending regulatory compliance change seen by CUs in recent times.' READ MORE

The Works Blog The Works Blog is produced by PolicyWorks LLC, Des Moines, Iowa.

Road Tripping, Ohio Style

“There’s nothing wrong with Ohio, except the snow and the rain,” according to my favorite band Bowling for Soup.   I had the opportunity to experience both types of precipitation on subsequent days this...

Small Creditor Comment Period Closing Soon…

On February 11th the Consumer Financial Protection Bureau (“CFPB”) published a rule in the Federal Register that proposes to expand the definition of small creditor under Section 1026.35 of Regulation Z. Currently a lender...

#CFPB Arbitration Study – Are your eyes wide open?

A week ago today the Consumer Financial Protection Bureau (CFPB) released a study they conducted on arbitration agreements used by financial servicers. Tens of millions of consumers use financial products or services (i.e. credit...
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