Compliance

Know When to Report Suspicious Activity

October 28, 2014
Front-line staff is the first line of defense against illegal activities such as money laundering and terrorist funding. READ MORE

Manage HELOC End-of-Draw Risks

October 09, 2014
Address examiners' expectations for risk management. READ MORE

FinCEN Releases Customer Due Diligence Proposal

October 01, 2014
Agency published its long-awaited customer due diligence proposal in August. READ MORE

Compliance Q&A: Counteroffer/Adverse Action Notice

October 01, 2014
Does a combined counteroffer/adverse action notice have to be followed up by another adverse action notice if the member doesn’t accept the counteroffer? READ MORE

What CUs Need to Know About U.S. Sanctions on Russia

October 01, 2014
In July, the U.S. Treasury Department imposed a broad-based package of economic sanctions on entities in the financial services, energy, and arms or related sectors of Russia. READ MORE

Are You Prepared for Your Next IT Security Exam?

October 01, 2014
NCUA’s AIRES baseline scope and information technology (IT) questionnaires provide instructions for examiners to identify and assess potential IT security risks and cyber threats. READ MORE

CFPB Issues New HMDA Reporting Proposal

October 01, 2014
The agency seeks to expand information requirements and revise the reporting threshold. READ MORE

The 'CEO of Compliance'

September 30, 2014
'I try to approach compliance from a place of "yes."' READ MORE

Four Stages of a Compliance Audit

September 22, 2014
Customize your audit program based on your CU’s assets, products, and delivery methods. READ MORE

Audit for Compliance

September 02, 2014
A robust internal compliance audit program limits exposure to regulatory entanglements or costly litigation. READ MORE
Credit Union Magazine

Credit Union Magazine

October 2014

The Works Blog The Works Blog is produced by PolicyWorks LLC, Des Moines, Iowa.

#CFPB Issues Final Privacy Rule

The CFPB’s final rule regarding the annual privacy notice was published in the Federal Register and is effective as of October 28, 2014. The final rule amends §1016.9(c) of Regulation P and provides an alternative method for delivering annual privacy notices. The rule is intended to allow credit unions to post their annual privacy notices […]

#EMV Liability Shift Deadline Less Than a Year Away

Apple Pay. Tokenization. NFC. Biometrics. There are so many buzzwords being talked about in the payments arena that it can be difficult to keep up.  Combine that with the fact that there seems to be a new data breach every week, and your head will be spinning.  While these new technologies are all exciting and […]

Introducing New PolicyWorks Team Members

Hello everyone!  As the two newest members to the PolicyWorks team Zac Pollock and I, Melinda Peterson, would like to introduce ourselves. As a Compliance Specialist, I am responsible for assisting credit unions with their compliance needs as well as being a resource for reviewing marketing materials and websites for compliance with federal regulations.  I […]
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