Compliance

Manage HELOC End-of-Draw Risks

Determine the nature and magnitude of your CU’s exposure.

October 09, 2014
Address examiners' expectations for risk management. Read More

FinCEN Releases Customer Due Diligence Proposal

The proposal would amend existing BSA regulations.

October 01, 2014
Agency published its long-awaited customer due diligence proposal in August. Read More

Compliance Q&A: Counteroffer/Adverse Action Notice

If a member doesn't accept a counteroffer, must a CU send another notice?

October 01, 2014
Does a combined counteroffer/adverse action notice have to be followed up by another adverse action notice if the member doesn’t accept the counteroffer? Read More

What CUs Need to Know About U.S. Sanctions on Russia

The Sectoral Sanctions Identifications (SSI) List identifies these sanction targets.

October 01, 2014
In July, the U.S. Treasury Department imposed a broad-based package of economic sanctions on entities in the financial services, energy, and arms or related sectors of Russia. Read More

Are You Prepared for Your Next IT Security Exam?

The NCUA Report highlights the “Top 10” areas examiners review.

October 01, 2014
NCUA’s AIRES baseline scope and information technology (IT) questionnaires provide instructions for examiners to identify and assess potential IT security risks and cyber threats. Read More

CFPB Issues New HMDA Reporting Proposal

The agency seeks to expand information requirements and revise the reporting threshold.

October 01, 2014
The agency seeks to expand information requirements and revise the reporting threshold. Read More
Kimberly Bohannon

The 'CEO of Compliance'

CU leader's enthusiasm is matched only by her compassion.

September 30, 2014
'I try to approach compliance from a place of "yes."' Read More

Four Stages of a Compliance Audit

A robust internal compliance audit program limits exposure to costly litigation.

September 22, 2014
Customize your audit program based on your CU’s assets, products, and delivery methods. Read More

Audit for Compliance

A robust internal compliance audit program limits exposure to regulatory entanglements or costly litigation.

September 02, 2014
A robust internal compliance audit program limits exposure to regulatory entanglements or costly litigation. Read More

Compliance Q&A: Regulation E

Does Regulation E require any specific wording to appear on a change-in-terms notice?

September 01, 2014
Does Regulation E require any specific wording to appear on a change-in-terms notice? Read More
Credit Union Magazine

Credit Union Magazine

October 2014

What's Popular

Popular Stories

Recent Discussion

Your Say: Does Your CU Offer Subprime Loans?

View Results Poll Archive