Compliance

Compliance Q&A: Counteroffer/Adverse Action Notice

If a member doesn't accept a counteroffer, must a CU send another notice?

October 01, 2014
Does a combined counteroffer/adverse action notice have to be followed up by another adverse action notice if the member doesn’t accept the counteroffer? Read More

FinCEN Releases Customer Due Diligence Proposal

The proposal would amend existing BSA regulations.

October 01, 2014
The Financial Crimes Enforcement Network (FinCEN) published its long-awaited customer due diligence (CDD) proposal in August. Read More

What CUs Need to Know About U.S. Sanctions on Russia

The Sectoral Sanctions Identifications (SSI) List identifies these sanction targets.

October 01, 2014
In July, the U.S. Treasury Department imposed a broad-based package of economic sanctions on entities in the financial services, energy, and arms or related sectors of Russia. Read More

Are You Prepared for Your Next IT Security Exam?

The NCUA Report highlights the “Top 10” areas examiners review.

October 01, 2014
NCUA’s AIRES baseline scope and information technology (IT) questionnaires provide instructions for examiners to identify and assess potential IT security risks and cyber threats. Read More

CFPB Issues New HMDA Reporting Proposal

The agency seeks to expand information requirements and revise the reporting threshold.

October 01, 2014
The agency seeks to expand information requirements and revise the reporting threshold. Read More

Four Stages of a Compliance Audit

A robust internal compliance audit program limits exposure to costly litigation.

September 22, 2014
Customize your audit program based on your CU’s assets, products, and delivery methods. Read More

Audit for Compliance

A robust internal compliance audit program limits exposure to regulatory entanglements or costly litigation.

September 02, 2014
A robust internal compliance audit program limits exposure to regulatory entanglements or costly litigation. Read More

Compliance Q&A: Regulation E

Does Regulation E require any specific wording to appear on a change-in-terms notice?

September 01, 2014
Does Regulation E require any specific wording to appear on a change-in-terms notice? Read More

Federal Agencies Launch Cybersecurity Web Page

FFIEC aims to heighten awareness of the need to identify, assess, and mitigate these risks.

September 01, 2014
FFIEC aims to heighten awareness of the need to identify, assess, and mitigate these risks. Read More

CFPB Clarifies Successors-in-Interest Rule

Heir's name generally may be added to deceased's mortgage without triggering ATR rule.

September 01, 2014
Heir's name generally may be added to deceased's mortgage without triggering ATR rule. Read More

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