Compliance

Surviving the Examination During Challenging Times

December 12, 2011
Proper preparation can be the 'transactional lubrication' your CU needs to reduce the regulatory friction of an exam. READ MORE

Compliance Q&A: NMLS Requirements

December 01, 2011
Are individuals engaged in mortgage loan modifications required to register on the Nationwide Mortgage Licensing System & Registry? READ MORE

Treasury Amends Check Reclamation Rules

December 01, 2011
FMS amended its reclamation rules, effective Oct. 19, 2011. READ MORE

Reg D & J Changes Ahead

December 01, 2011
Comments are due by Dec. 19, 2011. READ MORE

NMLS Offers Renewal Handbook

December 01, 2011
Guide will help mortgage loan originators through the SAFE Act annual renewal process. READ MORE

CUNA Aims to Ease CUs’ Reg Burden

December 01, 2011
Any new requirements that may emerge over the horizon will only add to the load CUs already must shoulder. READ MORE

Compliance: Never Let Your Guard Down

November 23, 2011
Penalties for violating ECOA can be quite severe. Just ask a small bank in Texas. READ MORE

Stay On Track With Policy Updates

November 22, 2011
As this year winds down and we consider all the regulatory changes that have occurred, it’s important to reflect on one issue that might not always have been front and center: your credit union’s policies and procedures.  READ MORE

Mortgage Ads On the Straight & Narrow

November 22, 2011
In July, the Federal Trade Commission issued a final rule relating to unfair or deceptive acts and practices in mortgage loan advertisements. READ MORE

NLRB Issues Notice Requirement

November 21, 2011
Agency issues final rule to require most private-sector employers to notify employees of their rights under the National Labor Relations Act. READ MORE

The Works Blog The Works Blog is produced by PolicyWorks LLC, Des Moines, Iowa.

New Year’s Resolution: Brush up on TILA’s Right to Rescind?

In her post on November 18, 2014, my colleague Jennifer Anderson-Kapke made you aware of a case pending before the United States Supreme Court (“SCOTUS”) – Jesinoski v. Countrywide Home Loans. SCOTUS rendered its decision in the case on January 13th. Let’s take a look at what your credit union needs to know. Background On […]

Treasury Lightens Sanctions on Cuba

Anyone a fan of Cuban cigars?  Many people are.  And to be honest, this is probably motivated in part because of the unobtainable factor, since the US has had strong sanctions against Cuba for quite some time. What does this have to do with Credit Union compliance you ask?  Well, effective January 16th, a Cuban […]

#NCUA Releases Risk-Based Capital Proposal

Round two of the risk-based capital proposal has begun. The NCUA board in a 2 to 1 decision voted to issue a second risk-based capital proposal, which contains significant changes from the previously proposed rule. Most notably, NCUA adjusted the asset size of credit unions that are subject to the risk-based net worth ratio requirements. […]
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