Compliance

New Rules for Open-End Lending

December 31, 2012
Review policies and procedures to ensure conformance with NCUA’s updated guidance. READ MORE

Compliance Q&A: Risk-based Pricing Notice

December 26, 2012
Get compliance details on Regulation E remittance transfer rule and Bank Secrecy Act. READ MORE

Nonresident Alien Reporting

December 21, 2012
The rule goes into effect just weeks from now, on Jan. 1, 2013. READ MORE

‘Want Some Basel in Your Soup?’

December 18, 2012
When I first heard of Basel III, I thought it was a genetic mutation of a plant I often put on homemade pizza. READ MORE

Gearing Up for Remittance Transfers Reg

December 17, 2012
The agency released a guide for small businesses—International Fund Transfers: Small Entity Compliance Guide. READ MORE

My First Year: The Good, Bad, and Downright Ugly

December 05, 2012
CUs focus too little energy on compliance. That must change. READ MORE

Update Forms to Reference CFPB

November 30, 2012
Dodd-Frank transferred rule-making authority for a number of consumer financial protection laws to the CFPB. READ MORE

FEMA Flood Determination Form

November 27, 2012
The form is available at floodsmart.gov. READ MORE

Take a Holistic Approach to Compliance

November 21, 2012
Dividing compliance responsibilities among different departments leads to inconsistencies. READ MORE

Expect a ‘Wild Compliance Ride’ in 2013

November 20, 2012
Compliance often lacks black and white answers, so the ability to interpret rules and assess risk is essential. READ MORE

The Works Blog The Works Blog is produced by PolicyWorks LLC, Des Moines, Iowa.

Credit Cards

The CARD Act seems like it was issued so long ago, given all the regulatory changes we have had since then. And, given the time that has passed, you would think we would have the Act all figured out. Well, it seems there is still some confusion about what happens when you change the member’s […]

Join us @ #CUNA Regulatory Compliance School

Are you attending CUNA’s Regulatory Compliance School in Chicago next month? PolicyWorks has teamed up with CUNA to provide a seminar before and after Regulatory Compliance School (RCS) this September. Prior to the start of the school take a dive into marketing compliance and get hands-on experience applying marketing regulations to advertisements. Through this seminar you will: Gain […]

Comment on #CFPB HMDA Proposal

Recent regulatory activity has kept the industry writing comment letters in droves, but now is no time to stop writing letters! The CFPB recently proposed a rule updating the reporting requirements of the Home Mortgage Disclosure Act (HMDA). Significant provisions in the proposal include; an adjustment to the covered entities that must report HMDA data, […]
More Stories

What's Popular

Popular Stories

Recent Discussion

Your Say: Should CUs Impose Age Limits for Directors?

View Results Poll Archive