Compliance

New Rules for Open-End Lending

December 31, 2012
Review policies and procedures to ensure conformance with NCUA’s updated guidance. READ MORE

Compliance Q&A: Risk-based Pricing Notice

December 26, 2012
Get compliance details on Regulation E remittance transfer rule and Bank Secrecy Act. READ MORE

Nonresident Alien Reporting

December 21, 2012
The rule goes into effect just weeks from now, on Jan. 1, 2013. READ MORE

‘Want Some Basel in Your Soup?’

December 18, 2012
When I first heard of Basel III, I thought it was a genetic mutation of a plant I often put on homemade pizza. READ MORE

Gearing Up for Remittance Transfers Reg

December 17, 2012
The agency released a guide for small businesses—International Fund Transfers: Small Entity Compliance Guide. READ MORE

My First Year: The Good, Bad, and Downright Ugly

December 05, 2012
CUs focus too little energy on compliance. That must change. READ MORE

Update Forms to Reference CFPB

November 30, 2012
Dodd-Frank transferred rule-making authority for a number of consumer financial protection laws to the CFPB. READ MORE

FEMA Flood Determination Form

November 27, 2012
The form is available at floodsmart.gov. READ MORE

Take a Holistic Approach to Compliance

November 21, 2012
Dividing compliance responsibilities among different departments leads to inconsistencies. READ MORE

Expect a ‘Wild Compliance Ride’ in 2013

November 20, 2012
Compliance often lacks black and white answers, so the ability to interpret rules and assess risk is essential. READ MORE

The Works Blog The Works Blog is produced by PolicyWorks LLC, Des Moines, Iowa.

#Mortgage Rescission: Lawsuit or Letter Required?

Earlier this month the U.S. Supreme Court agreed to weigh in on whether federal law requires borrowers to notify their lender in writing that they intend to rescind their mortgage or if the borrower must file a lawsuit making the claim, within a three year period. Now you may be thinking “Three YEARS!”  I thought […]

Another Year and Another Renewal for SAFE ACT

I figured I would get a good jump on the reminder for credit unions to renew registrations for your Mortgage Loan Originators (MLO) in order to comply with the requirements of the SAFE Act. With the holidays right around the corner , and year end for credit unions, I know it is a busy time for everyone. […]

#2014Election Results: What Does This Mean for Credit Unions?

Due in large part to the advocacy efforts of credit union supporters, 25 out of 29 pro-credit union Senate candidates were victorious on Tuesday.  In addition, credit union-supported candidates had a 92% success rate in House elections, with 336 of the 367 candidates coming out on top.  By and large, the midterm elections resulted in […]
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